Compliance Manager

This new enterprise software solution is designed to improve the management and oversight of product suitability being offered to clients by advisors in the major financial institutions. With the growing active oversight of the SEC and NASD in reviewing financial product purchase recommendations, the need for tools that will assist the firms in better managing these efforts is growing dramatically.

Compliance Manager uses some infrastructure components assembled for Enterprise Methuselah Server plus new web services components and rules engines to pull together and analyze targeted information from transaction sources, planning tools, and CRM systems to alert the organization personnel responsible for monitoring these efforts.